What Makes The 60/40 Portfolio “Efficient?”

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

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Transcript:

Easan Arulanantham:

“Last week, you mentioned the 60/40 portfolio is really efficient. What does that mean? What are you talking about when you say “efficient?”


Tom Vaughan:

So, efficiency has at least with investing, in my opinion, has to do with what return you’re getting for each unit of risk that you’re taking. So risk can be analyzed a lot of different ways. There’s a whole bunch of different ways, and I won’t get too technical here, but for every unit of risk you’re taking, what return are you getting? And so a 60/40 portfolio tends to have the most return per unit of risk, if that makes sense. And so they have a thing called the “Efficient Frontier.” And it’s actually a chart where you’ve got, on one side you’ve got the return, and then over here, you’ve got the sorry, this is the risk, and this is the return. And so they plot like every possible return for different mixtures of stock and bond. And what you find is, again, on that chart, the portion that is closest to the all highest return for no risk, which doesn’t exist is a 60/40 portfolio.

So that’s what they’re talking about there. There’s a whole bunch of debate about this right now, and what is 60/40? And boy, when you just say, stock versus bond? Boy, there’s so many different types. Then what about alternatives? What about metals? And all those types of things, as far as that goes, and it gets pretty controversial. But in general, that’s what they’re talking about when they talk about 60/40. And you’ll hear this a lot. And honestly, by chance, our portfolio, our mixture, within our practice is 61% stock and the rest bond and cash. And again, that’s because that’s not like by design: That’s 270 households, all choosing the risk level that they want, for that return. Living with that for decades, making adjustments. And they have ended up at that spot, exactly. I’m not like a huge proponent, ‘everybody has to be in there.’

We got people in 10% stock, people in 100% stock. But the average is 61% within the practice, which tells you. And again, these people are living with it. They’re watching these things day by day, or month, by month or year by year. and they’re they’re liking what they’re seeing. And that… combination is around 60/40. So in even in the real world, ignoring all of the fancy Efficient Frontier concepts and what have you, people are gravitating towards an average of a 60/40 portfolio. I don’t push that, per se. I think it’s very personal: Each person’s risk level is unique to them and their situation. What risks they need to take, what risks they’re able to take; just mentally. So anyway, I do think it’s an interesting area. Lots of articles coming out right now about “60/40’s dead” or whatever. I don’t know, I don’t see it. Not…in the real world.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.