What is the Best Sequence of Withdrawals to Maximize Retirement Savings?

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

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Transcript:

Easan Arulanantham:

Should I take money out of my Roth to pay for pay to pay off my mortgage or pay off a car note?

Tom Vaughan:


Yeah, okay. So let’s say you’ve got your mortgage, and you’re just trying to get rid of it, it’s kind of an irritant, and you’ve got this money in a Roth IRA. Right. So that’s kind of the scenario. And you’re looking at that. And one thing about a Roth IRA, that’s kind of ironic is that it’s very easy to get money out of, because there’s no tax consequence. If it’s in an IRA, and I pull 200,000 out to pay off my mortgage, you know, you’re gonna have to pull probably 300,000 out to pay the other portion in tax. If it’s in a, you know, regular taxable account, if I have a big gain on that, then I’m going to pay tax on that gain. And that really hampers the ability to pay down that mortgage. Whereas with a Roth, if I have a 200,000, I can take 200,000 out, it’s tax free, right. And I could pay off that mortgage, I would not do that. Personally, it is so hard to get money into tax free growth, especially this type of tax free growth that can be invested in the stock market. I would not give that up.

And in fact, we recommend that you leave that asset alone until the last time, what you know, take your money from all of these other sources leave the Roth for the long term. First of all, it’s a great inheritance, it’s better inheritance, and you know, most things. So if you don’t use it, that’s good for whoever your beneficiaries are. But regardless, it still allows you to have tax free growth. So if you’re averaging 10% A year or something in your Roth IRA over the long term, that’s tax free, that’s unbelievable. And to give up 200,000 of that, and, you know, maybe live another 2030 years, or whatever it might be, you know, especially since these rates on mortgages, you know, are fairly low, you know, kind of in that 2.75 to 3.75 range, you know, depending on situation. And I think, you know, I would figure out, maybe refinance, if you’re at that 3.75 range and try to get lower, use that extra money to pay to the IRS to pay off the mortgage faster, there’s just there’s a lot of different things that I would look at, I would really, really, really recommend strongly protect the Roth IRA assets that you have, don’t use those unless you absolutely have to, if you’re out of money and other areas, that that’s what it’s for, use it. But if you have money in other areas, and there’s some other way to do it, then to do that, first, the Ross should be the very last thing that you take money out of.

Easan Arulanantham:


So would you say taxable accounts first option, then maybe your IRA, and the last option is your Roth?

Tom Vaughan:


Yeah, in general, that’s exactly right, as you know, can be a little bit specific to people. But the general recommendation is that a sequence of withdrawals is taxable tax deferred tax free. So exactly right, you’d go after your taxable assets first have any, and then you’d look at your tax deferred assets, again, but you got to be careful there because if you’re under 59, and a half, that can be really expensive, it pay tax plus penalties. And so you know, there’s maybe there’s a loan option that you can use against your 401k, or something like that, to get around that aspect of it, if you need to take out a loan of your 401k to pay off a loan in your house doesn’t make a lot of sense to me. But, you know, if you needed it for something else, but yeah, that in general, speaking that that’s the lineage. But that’s why we’re here, honestly, you know, these rules of thumb that people are trying to grab on to and do their own financial planning and their own work, are difficult to apply to your specific situation. And you could make some mistakes, honestly, pretty easily by not knowing all the things and, you know, as you know, we’ve done over 6000 financial plans and meet with clients constantly. And so we got this feedback loop that’s coming, hey, this is really working. And this isn’t working. And that helps. And that’s something that you know, you pay for as far as that goes. And if we’re doing our job or paying for ourselves, that’s that’s the key. It shouldn’t be an expense to you to hire a financial advisor. If they’re doing their job. You know, if their rates of return for us we manage assets are good, and then all of the other things, saving taxes, saving you from these tax time bombs, like these big IRAs and things, you know, we’ll pay for ourselves and that’s why people stay with us, because we do pay for ourselves so that you know, that that’s the object that’s what we try to do constantly.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.