What is a Good Withdrawal Strategy in a Down Market?

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

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Transcript:

Easan Arulanantham:

How do I take a withdrawal during a down market?

Tom Vaughan:


How do I take it withdrawal during a down market? Yeah, that’s a good question. Because we’ve got the scenario now, right? I’ll tell you what we’ve done. There’s a lot of different situations that people might be in. But one of the things is to have a strategy long term, not just for now also. So what we do is we create these portfolios, the pie charts, essentially, we keep a certain amount of money in the money market. And when somebody is doing withdrawal, what we will do is take out about six months worth of that withdrawal, and we put it in the money market. And then the withdrawal happens. And every six months, we’ll go back in and replenish that money market to accomplish that withdrawal. We call it a systematic withdrawal, right. So that’s what allows us to stay pretty much fully invested, and then be able to withdraw that money market. So at the beginning of this year, I actually upped that and put more money into the money markets of people that were doing withdrawals, I felt like the beginning of this year was going to be volatile. And it has been. And so so far this year, our clients have been taking money from the money market. So even though the stocks and bonds are down, they haven’t had to sell those. And so they’re taking their money out one at a time, we’ve had some people that have needed some lump sums, and then it exceeded what’s in the money market. And we’ve had to go in and do that. And so then once you get down to, you know, have to replenish this money market, we basically just look at the model and see where we’re off, you know, what has stayed up the most what’s down the most, we sell off the pieces that have stayed up, and we put those into the money market. And that allows us to allow those ones that have been downward and maybe recover going forward, you know, again, you have to believe in the things in your portfolio in order for that to work. And so that processes is very good.

Now, the other thing that we advocate with the clients, and we have a pretty good response to this, and total is having money at the bank, right. And so, at some point in time, especially, let’s say we had a recession coming. And you know, even right now, I’m not seeing that, in my indicators, just talked about that in my summary. But if I did see that in my indicators, that’s something I might add that I would communicate to the clients and say, look, it might be time to start using some of that money we’ve saved at the bank for a while, and turn off or lower the withdrawals that you have coming out of your accounts. Because if we get a big downturn, it allows us to basically, you know, wait until there’s some recovery, and we live off of that other money. And so, again, that’s a little tough to go backwards in time and put that strategy in place if you don’t already have it. But it is important to have a strategy like that, that that’s how we look at it right? From from a standpoint of long term, we use this replenishment of money market have money on the side in case we have to try to turn off the withdrawal out of these accounts, or lower them at least as far as that goes. So I’ve had quite a few clients asked, Should I be lowering and what have you and I said, you know, he’s so far, you’re still taking it from the money market. We don’t have recession indicators. So I don’t think so let’s wait, once we get some recession indicators to start to really signal that we have a recession coming in the next 12 months. I’ll change that tone, but we’re not there yet. As far as that goes. So yeah, it’s an interesting question. It’s a tough one. Generally speaking, you don’t want to withdraw on these down markets, you know, as much as possible, but it’s not always possible. Right?

Easan Arulanantham:


Yeah. And if you have a solid financial plan, you know, those plans account for down markets. You know, there’s Dave, if you run a Monte Carlo, there are periods where your returns are low. And so if your plan can withstand that, you should have the confidence that you’ll be okay through this down market, too.

Tom Vaughan:

Yeah, that’s right, exactly. I mean, when we put together a retirement plan for somebody got all their incomes coming in all of their outflows that they want to spend, and their assets, you know, and, and it’ll tell us because some of those MonteCarlo simulations are withdrawing money and in bet down markets, kind of like what we’re dealing with, right? And if it’s still working at a higher high enough, you know, probability of success, then, you know, that’s just what happens. You just kind of keep going. So there are some strategies like I talked about, maybe to refine that, but that’s, that’s, that’s a big piece of it is making sure that your plan is still intact. And that’s one of the nice things about MonteCarlo simulation, we can run it again, at these lower levels. And see okay, what is how does it work? And so, you know, we’re kind of pushing that button every six months trying to see what is going on. And, you know, how’s your probability success have dropped way back? We need to look at some different strategies right as the market comes down so I think it’s pretty interesting

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.