What Are Good New Year’s Resolutions for Finances?

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

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Transcript:

Easan Arulanantham:

Are there any kind of New Year’s resolutions that I can do for my finances?

Tom Vaughan:


Oh, yeah, well, one thing I mean, there’s a lot of different things, a lot of different categories. But one thing that I am doing is I have pieces that we bought in 2020, that did phenomenally well. And they’ve come down some, I haven’t wanted to sell them at the end of tape especially came down at the end of the year, I didn’t want to sell them at the end of the year, because of the tax return was just around the corner. So happened lightening up on those types of things. So if you have things in your portfolio, that are at gains, that you’re not so sure you’re going to continue to keep those gains, this is a good time to sell them. Because now you have the gains, and you can work them off for the rest of the year. If you if you buy something that doesn’t work out very well, or one of your positions turns into a loss, you can sell it capture that loss, offset whatever gains that you took this week. So that that, to me is one thing that we do, you know, on a consistent basis. You know, I think there’s a whole host of different areas that that we could look at in terms of, you know, what you’d might want to do, I would say making sure that you know, your budgets and your goals, and those types of things are in line. It’s kind of a New Year’s resolution type concept, as far as that goes, is important also, but yeah, it’s for me right now, I’ve been really focused on kind of the capital gain issue.

Easan Arulanantham:


Yeah, for this year, I looked at my budget, and I realized that I spent a little bit too much on takeout. So, you know, just, you know, maybe one or two more meals that I cook myself is the goal this year, you know, each week to save that money, and, you know, trying to find where, you know, maybe I’m losing a little bit of extra more money that I want to be losing. And then another thing was I looked at my contribution percentages, and I decided that I want to maybe bump it up a couple percentages this year. And so maybe that’s something you reevaluate is like a, like I got a raise, maybe last year? Do I want to be savings a little bit more of that money this year? And so you could do that?

Tom Vaughan:


Yeah, that’s good point. I mean, so what you save on, you know, some area, I especially like saving money on things that don’t dramatically impact my lifestyle, right? There’s always these little things that accumulate that haven’t stopped subscriptions, different things that I’m not using anymore, and then apply that towards your, you know, contribution to your retirement plan, or what have you. Yeah, that’s, that’s a great new year’s resolution right there. It’s just to try to get, you know, more fiscally sound this year and continue to do that. I would say cross the country. If you look at the numbers, people are, are really doing a great job financially, in comparison, not everybody, right? There’s always this bifurcation. But if you look at the averages, they’ve gotten a lot better. savings rates are a lot higher. People are in much better position debts are lower, which is kind of nice. So yeah, it’s still still a good time to refinance if you’re got a higher mortgage. And I do that really quick, because boy, mortgage rates are shooting up. That might be a news resolution right there. If you have a mortgage that’s at, you know, four or five 6% For some reason, now’s the time to do it, because mortgage rates are really starting to move upward right now. So that could be a big savings, right? Most people have already done it. But if you haven’t done now’s the time

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.