Market Update: Sep 13, 2021 The S&P 500 Breaks a 5-Day Losing Streak

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

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Transcript:

Tom Vaughan:

Hello, everybody, welcome to Monday. The S&P 500 broke its five day losing streak today: It was up .23%. The Dow was up, and the Russell 2000 Small Cap index was up, and the NASDAQ was down, but just a little bit. So, several important things that I think are worth looking at today.


Number one, is we just broke a down streak, which I think is important. But actually, I think tomorrow, and maybe even the next day, are more important. So, tomorrow is pretty strongly up, and people are coming back in and buying the dip: This thing’s probably over. If it falls some more, or what have you, we probably still have a little bit more pain to go through here before that happens. So, we’ll see what happens tomorrow. I think that’s interesting.


The other thing that was fascinating about today was that the Dow did so much better than the other indexes; and it’s been kind of lagging. And one of the themes I’ve seen this year all together is that, whatever was doing really well, tends to kind of fall off… fairly frequently, and then whatever’s kind of falling off and starts to pick back up again. So you’re getting this kind of rotation, back into this kind of bottom fishing. And there’s a lot more of that happening here, including the fact that we haven’t had many of these big dips, just people are just coming in when it does drop. So, we’ll see what happens as far as that goes.


The other thing they think is important is to really understand what to do during these timeframes when the market is coming down. So this is what… I how I look at it. First of all, you need to have a portfolio that matches your risk tolerance. And that really has a lot to do with how much bond versus how much stock. Because you don’t know what’s going to happen with the markets: …Things can happen on the upside, very fast or low downside very fast. And so that balance is really important to kind of match your goals and your personal risk tolerance. And that’s pretty important. And one nice thing is that, bonds did go up in this five day period, which is exactly what you would hope and why you have them in the portfolio.


But, I always look at I always look at these as an opportunity also. So if the market is going to come down really hard, then we have our plans for how to deal with that, how to get more defensive, how to maybe use long term treasuries. But in these kind of slower downturns like we’re seeing here, I want to see a couple things I’m looking for. Number one is: What holds up? What does better than the market as a whole? What segments of the stock market is still doing better than the overall market as a whole? What that tells me is that the market’s more interested in those segments right now, and so that’s something I look at.


And then the other thing is I look for what’s called “a stretch.” And so I’ve talked a lot about how, basically it’s like a rubber band. And so you stretch that rubber band to the upside, the market’s going up and up and up and up, and then eventually, it has to kind of snap back down. Well, the opposite can happen. Also, sometimes when things are coming down, you got this market or this particular stock, or a portion of the stock market comes down farther and farther and farther and farther, and it really comes down maybe too fast, and there might be a chance for it to snap back up. And so, I have about 225 Exchange Traded Funds, for example, I flip through pretty much every day, looking for different things. And so when I go through looking for the stretch, there aren’t any right now that are in that category. Mainly, because the market’s been doing quite well. The downturn that we’ve had so far has been, quite, quite small; but that is one piece. Quite a few different pieces, though have outperformed the market as a whole. So those are interesting, and we’ll keep an eye on that.


But that’s what makes tomorrow important. So tomorrow’s a big up day. It doesn’t really matter: You just basically stick with what you’ve got, more or less; see how that goes. But if there continues to be some downturn, maybe there’s some things that we can do. Mostly right now in our portfolios, we have about 75% of the stock market allocation, dedicated to just the broad market. That’s working quite well, as far… as I’m concerned. And so then the rest is just these kind of targeting indexes, which gives us a chance to take a look at some of these other areas that I’m talking about. So anyway, look forward to talk to you tomorrow could be an important day. Thank you very much.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.