I Changed Jobs, What Should I Do With my Previous 401(k)?

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

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Transcript:

Easan Arulanantham:

Got a new job. What should I do with my old 401k at my previous company?

Tom Vaughan:


Okay, so generally speaking, in my opinion of 401k, it just from our analysis and how many times we’ve looked at him, or what have you, is inferior to an IRA. And you can roll that 401k into an IRA. There are some exceptions, which we’ll talk about here a moment. But the reason that I like IRAs versus a 401k is predominantly because I have generally less cost, there’s quite a bit of cost, we have to do a lot of research on all the 401k is if we’re recommending to roll them over, there’s a lot of administrative costs and different things along those lines, you know, that you can kind of get rid of, but the main thing is, you generally have, you know, limited selection as far as what you can pick, and, you know, you might have 40, or 50 different options. As far as that goes, versus an IRA, I can do anything, any stock, any bond, any ETF any mutual fund, I mean, there’s probably over 10,000 different selections to build a portfolio. And I think more selections, at least in my opinion, adds up to a better rate of return. And in a, in a better portfolio. As far as that goes, there are some options within the 401k. Now, or they can do this what’s called self directed brokerage, we kind of have the same options as an IRA, basically anything as far as that goes. So you can make an argument for that. But again, you got a look at the expenses in total, and make sure that that makes some sense. But there is one caveat to that if you retire it, you know, before 59 and a half, you cannot get money out of your IRA accounts without tax penalties.

And there’s one way to do it, it’s called the rule of 72 T. And we’ve used that before, we’ll get too much into that, but it’s a little bit complicated. But they do have one little carve out, if you leave your 401k there, at age 55, you can start taking money out of your 401k. Right, without any penalty. And so maybe that would be a reason to leave it there. So you can get that money out. However, if you look at this what’s called a sequence of withdrawals, you do not, if possible, want to be taking money first in your retirement from your retirement plans. Ideally, you’ve built up some taxable assets outside of your retirement plan, some regular assets, brokerage assets, individual, you know, accounts, there’s lots of different names for it, but just non retirement plans, you want to live off of those. So if I retired at 55, and I had enough assets, and I did my planning properly. And this is a big thing we talk about all the time is trying to build up these you know, outside of retirement plan assets is a balance to all all the different pieces, then I can live off of that. I don’t have to worry about taking money out of my 401k at 55. Because I really don’t want to do that anyway, because the sequence of withdrawals is a big deal. So yeah, it’s an interesting question. There’s lots of pieces that go into that as to what you should do. You know, as far as that goes. And I think it’s it’s definitely a question worth thinking about.

Easan Arulanantham:


Yeah, and it 401k K’s, especially if I wouldn’t recommend rolling over into another 401k. Because of how a lot of friends that have done it. It’s just, it’s a lot more troublesome than rolling over into an IRA, if you want to have if you want to consolidate your accounts, so you have less accounts. Yeah. If you’re trying to back, the only reason I keep your old 401k is if you’re thinking about backdoor, I’m doing a backdoor Roth conversion on doing that step transaction. You don’t want to have any kind of money in an IRA. Otherwise, you’re going to have some issues when you’re doing that backdoor.

Tom Vaughan:


Yeah, I guess you could make an argument for rolling one 401k into another and keeping that going as you switch jobs, if you’re going to be using that 55 rule. Right? Just to make it simple. Got one 401k left, and I’m going to retire at 55 and I don’t have other assets to live off of. So you know, you can make some arguments for that. I’d probably spend way more time, you know, trying to build up assets outside of the retirement plans first because there’s a lot of other really big benefits to that. You know, that keeps coming up actually. So, yeah, it’s a good it’s a good question.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.