Shelter-in-Place Stock Market Update 2.22.2021 – The market is changing. Where is it going now.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

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Transcript

Hello, everybody, welcome to Monday, quite a day today, the S&P 500 was down just about three quarters of a percent. But there was a lot going on behind the scenes, I spent the weekend digging through all of my signal portfolios and all the ETFs and all the different pieces that I do to try to figure out where things are going. And I will say, just for starters, that I think that the run that we’ve been on, in the clean energy, some of the other pieces in the innovative technology, and what have you have really deteriorated to the point where I think that run is over for now, for the most part, so I’ve gone through and made some new models and some new portfolios. We did those, we released those today. So every IRA and Roth IRA and 401k, that we have, is now completely in the new models, because we don’t have taxes to worry about. We then went by hand through all of the taxable accounts, and look for things that were down, that we could sell at a loss to kind of capture that loss, use that money to buy new pieces in the model, mostly short term bonds, as far as that goes for those particular accounts.

So we still have some clean energy pieces in the taxable accounts. Because some of those pieces are still up so much, one of our portions is still up an average of 96%. And, you know, if we just went through and sold that out, the taxes would be dramatic. So I do think clean energy has a future, just going to have to wind back through all of this, you know, situation that it’s in now. So the new portfolios are a little bit different. And I’ll describe some of those differences.

First of all, I’m using what’s called kind of an equal weight concept. So I have eight stock pieces and five bond pieces. And so everybody has the same 13 pieces is just a matter of how much so if you’re more conservative portfolio, you have more of the bond pieces, and more aggressive is more of the stock pieces. But those eight stock pieces, there’s a couple of key things, first of all, five of them are similar to things that we’ve had so far, because I don’t think that the you know, fourth industrial revolution is over. I think that, you know, we just have to pare back from where we were before. So we have online retail, we have a couple of innovative technology pieces, we have some semiconductor pieces, which are doing quite well right now. And so we have that. So that’s kind of like one piece. But then the other three pieces of the stock market portion of our portfolio, at least our model is kind of unique. First of all, the first piece is the whole market. Vanguard’s, you know, total stock market index, it’s basically all of the stocks here in the US. And one of the reasons to use that because there’s just so much emotion going on right now that it’s better to be a little bit broad. As far as that goes.

The second piece is the value portion of the S&P 500. So if you divided it into Value and Growth, this is the Value part that was actually up today about .6%. So that was really great. You know, we didn’t make today all of these returns that I’m talking about, because we were transitioning into this portfolio. But the third piece of that, you know, portion is an inverse portion. And what it does is in this particular case, it goes the opposite direction of the S&P 500. So the S&P 500 was down .77%. And this inverse position was down .82. So it’s usually pretty close to kind of I mean, sorry, up .82, it’s usually pretty close to you know where where that is. And I don’t usually use an inverse. But this relates to the next portion of the conversation, which is just really, that the bond market is not really working the way it used to. Because the rates are so low, they’re not really going up when the market goes down, like they did in February, March of last year. And so that’s why I have an inverse position in the stock portion of the portfolio to kind of act like the bond portion. So if this market does continue to deteriorate, we’ll have something to slow it down. And I can add another piece if things really start to go. So the bond portion has really struggled because now interest rates are starting to come up. And when they come up, you know the value of bonds go down. And so what we’ve done there is we have three of those five pieces are in very short term bonds. And that handles interest rate increases much better. We have two of them are Treasury and one is a short term, high yield. And then we have two high yield pieces, which generally do well in higher inflationary environments. And so you know, those are the pieces that we’ve got. And we’ve gone through and made these transactions. You’re going to see all this come through.

I apologize for all transactions. But one of the things that’s happening right now is this market has drastically changed last year because of the virus and it’s really kind of drastically changing back. We have seen several fake moves of this change back. This one seems different to me, I’m looking at these charts, and I’m seeing stuff that he didn’t see in the last 12 months. And this is the first time that this rotation to value, for example, happened, you know, after we’ve had a vaccine. And, you know, again, the Dow was up today, which is more of a S&P value index, the S&P and the NASDAQ are down, which are more growth indexes. So it kind of tells you, you can see what’s happening. I don’t know if it’ll continue. That’s why we have a barbell approach, we have plenty of growth pieces still left if the market does well, like it did on Friday. So it’s possible that that continues, and then plenty of Value and inverse pieces in case the market is rotating towards those or struggling and falling. And so I’m actually really excited about this, I think this is going to be a great change. We’ve had a great, you know, really two year run here. And I just want to keep that rolling. And I think that, you know, some adjustments are going to be needed as the world starts to slowly get back to normal. And again, you know, it hasn’t gotten back to normal yet, the expectation is that it will, and the market is signaling that expectation because it looks ahead, you know, six to 24 months. So what what’s happening right now, if you look at the market is telling us things are gonna get back to normal here inside that timeframe. And that’s the prediction. So we’ll see how that works out. So very excited. I hope to be able to talk to you tomorrow. Thank you very much.

Tom Vaughan is a Certified Portfolio Manager and CEO of Retirement Capital Strategies. Retirement Capital Strategies is a registered investment advisor located in San Jose, California.

The opinions voiced in these presentations are for general information only and are not intended to provide specific advice or recommendations for any individual(s). The information provided herein is obtained from sources believed to be reliable, but no reservation or warranty is made as to its accuracy or completeness. Statements and opinions are subject to change without notice. Asset allocation and portfolio diversification cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. Accordingly, you should not rely solely on the information contained in these materials in making any investment decision as the material does not take into account your particular investment objectives, financial situation or needs and is not intended as recommendations appropriate for you. You must make an independent decision regarding investments or strategies mentioned in this presentation. Before acting on information discussed in this presentation, you should consider whether it is suitable for your particular circumstances and strongly consider seeking advice from your own financial or investment advisor. Prospectuses, investment objectives, risks, charges and expenses of any investment product should be reviewed carefully before investing. This platform is solely for informational purposes. Advisory services are only offered to clients or prospective clients where Retirement Capital Strategies and its representatives are properly licensed or exempt from licensure. No advice may be rendered by Tom Vaughan or Retirement Capital Strategies unless a client service agreement is in place. “Likes” are not intended to be endorsements of our firm, our advisors or our services. Please be aware that while we monitor comments and “likes” left on this page, we do not endorse or necessarily share the same opinions expressed by site users. While we appreciate your comments and feedback please be aware that any form of testimony from current or past clients about their experience with our firm is strictly forbidden under current securities laws. Please honor our request to limit your posts to industry-related educational information, comments and questions. Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. Investment positions mentioned in these videos may be held in some of our existing portfolios. Tom Vaughan and Retirement Capital Strategies are unaffiliated and separate from those companies whose investment positions are mentioned and is not liable for their products or services.

By participating in any of these live streams, you agree that any questions submitted by you might be used by us in the future on this YouTube channel. We will not share your personal information.

If you have questions, please write to us at: asktom@talkmoneywithtom.com.

  • MoneyGuidePro®
  • Advent Software/Black Diamond Reporting
  • Riskalyze, Inc.
  • thinkpipes®
  • Right Capital
  • YCharts, Inc.